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If a RAG system’s answers are poor, how can we determine whether the fault lies with retrieval or generation? (Hint: evaluate retrieval accuracy separately with metrics like recall@K.)

When facing issues with the quality of answers produced by a Retrieval-Augmented Generation (RAG) system, identifying whether the problem originates from the retrieval or the generation component is crucial. Here’s how you can systematically diagnose and address this issue.

Begin by evaluating the retrieval component separately, as it is responsible for fetching relevant information that the generation model uses to formulate responses. A reliable way to assess retrieval performance is by using metrics such as recall@K. This metric measures the proportion of relevant documents retrieved within the top K results, providing insight into how effectively the retrieval system is fetching pertinent data.

To conduct this evaluation, first establish a benchmark dataset with known relevant documents for a series of queries. Run these queries through your retrieval system and calculate recall@K. A low recall@K indicates that the retrieval system is not fetching comprehensive or relevant information, which could lead to the generation of poor-quality answers. In such cases, consider enhancing your retrieval model by fine-tuning it with domain-specific data, improving your indexing strategies, or expanding your dataset to ensure a more comprehensive knowledge base.

If the retrieval performance is satisfactory, with high recall@K scores, the issue likely lies within the generation component. The generation model could be producing inadequate responses due to a lack of understanding of the context or nuances in the retrieved data. To address this, you can fine-tune the generation model using diverse and high-quality training data that align with your domain requirements. Additionally, adjusting the model’s parameters, such as temperature and max tokens, can help refine the quality and relevance of the generated answers.

Furthermore, it is beneficial to perform qualitative analyses on the outputs. Examine whether the generated responses accurately reflect the retrieved data. If discrepancies are found, they can provide insights into specific areas where the generation model might need improvement.

In summary, systematically diagnosing and addressing issues in a RAG system involves separately evaluating the retrieval and generation components. By leveraging metrics like recall@K to assess retrieval accuracy and making necessary adjustments to both retrieval and generation models, you can significantly enhance the overall quality of the system’s responses.

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